Seeking guidance from a financial adviser is a common occurrence in the world of individual investing. These financial advisers are supposed to not only provide their experienced input, but should also respect the wishes of the investor when it comes to taking risky moves. Sadly, some of these advisers still make unsuitable investments that leave […]
As an investor, you are always looking for a new market or a piece of information that will give you a competitive edge. When discovering new information on the latest opportunities, you are rightfully skeptical of some and seize upon others. The integration of technology in our daily routines has opened up a new realm […]
Investing is exciting, and it’s easy to get caught up in the promise of fast money. That being said, investment fraud is unfortunately all too common – especially among seniors. Sadly, many scammers attempt to prey on older people, as they believe they may be able to get easy money this way. It’s important to […]
The Financial Industry Regulatory Authority (FINRA) has reported an $18.5 million record security arbitration decision against UBS Financial Services to clients who invested in Puerto Rico closed-end municipal bond funds. The clients were represented by the prominent securities and investor rights attorney Timothy J. Dennin. The plaintiffs, Rafael Vizcarrondo and Mercedes Imbert De Jesus, sought […]