Articles
- SEC allegations show savvy investors not insulated from victimization
- The SEC faces challenges in holding executives accountable for fraud
- Illegal insider trading harms investors at all levels
- FINRA and unethical stockbrokers
Media
- October 6, 2021 – The End of Forced Arbitration?
- April 8, 2020 – Angry Fans Say First the Concerts Were Canceled, Then the Refunds
- November 04, 2019 – SEC’s Newest Whistleblower Charges Spotlight Investors as Potential Tipsters
- American Greed – Tim Dennin featured nationally on CNBC program American Greed
- November 28, 2018 – FINRA arbitrators award $1 million to client in churning case – InvestmentNews quotes Attorney Dennin and reports on Tim Dennin’s latest noteworthy Award including $700,000 punitive damages and personal liability against Head of Compliance
- January 4, 2017 – UBS Fights Back Against Landmark $18.5 Million PR Award – AdvisorHub.com reports on Tim Dennin’s record breaking Award in Puerto Rico
- December 6, 2016 – FINRA Says UBS Must Pay $18.6M to Puerto Rican Couple Over Closed-End Funds – ThinkAdvisor.com – Tim Dennin discusses historic landmark award against UBS
- December 5, 2016 – UBS loses $18 million arbitration award over Puerto Rico closed-end bond funds – Investment News reports on Tim Dennin’s record breaking Award after Trial
- May 18, 2015 – 69 Red Flags Catch Up to a Broker – NYTimes quotes Tim Dennin regarding recidivist broker
- April 24, 2014 – New Evidence May Reopen Broker Fraud Case – NYTimes reports on Tim Dennin uncovering discovery abuse by Oppenheimer and prompting FINRA Regulatory action against Oppenheimer for evidence spoliation
- December 19, 2013 – Attorney Tim Dennin quoted in NYT Article on The Wolf of Wall Street – Attorney Tim Dennin quoted in NYT Article on The Wolf of Wall Street
- February 1, 2013 – Oppenheimer to Pay Clients of ‘Rebecca’ Broker $2.5 Million – Wall Street Journal quotes Tim Dennin regarding multi-million dollar award including punitive damages against Oppenheimer for failure to supervise in Ponzi scheme unraveled by Tim Dennin
- October 27, 2012 – Long Island stockbroker Mark Hotton, accused of defrauding musical ‘Rebecca,’ allegedly orchestrated nearly $20 million in documented swindles since 2005 – Daily News Reports on fraud claims uncovered by attorney Tim Dennin
- October 21, 2012 – Fraud Claims Dog ‘Rebecca’ Broker – Wall Street Journal reports on massive fraud uncovered by Tim Dennin
- July 31, 2006 – Investors Win Rare Victory Against Analyst Over Tyco Stock Pick – Tim Dennin quoted in extraordinary win against Merrill Lynch including $240,000 in Punitive Damages
- November 4, 1993 – Despite S.E.C. Accord, Prudential Fights On – NYTimes highlights Tim Dennin’s Fight for Investors across the country against Prudential Securities in Limited Partnership scandal